Regulatory Incubation

This service is primarily focused on Appointed Representatives (ARs)

Gate Capital offers a select portfolio of AR’s with appropriate profiles as guided by the FCA Handbook.

  • Most of these AR’s are professional advisors, who have their own portfolio of trading activities and clients.
  • Fund sponsorship

Our Appointed Representative services nurture small/medium sized financial services firms. Offering cost effective solutions and variable pricing models. We offer complete infrastructure:

  • Legal documentation
  • Individual training
  • Compliance support
  • Reporting
  • Quarterly reviews

 

Investing in any financial instrument carries risks. Your capital may be at risk.

Certain investments maybe long term and may not be readily realisable. Please consider all risks before investing.

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